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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-02-03
  • NE RA
    APPROVED
    Since 2026-02-03

Branch Locations

108 W 2Nd Street, Valparaiso, NE 68065 • United States

203 S 6Th St, Seward, NE 68434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Valparaiso NE 07/2025 Present
Jones Bank Seward NE 05/2023 Present
Walmart Seward NE 05/2022 05/2023
Caseys Seward NE 05/2021 05/2022
Mcdonalds Seward NE 05/2020 05/2021
Chartwells Seward NE 08/2017 05/2020
N/A Hemet CA 07/2015 08/2017
  • 07/2025 → Present
    Valparaiso, NE
  • 05/2023 → Present
    Jones Bank
    Seward, NE
  • 05/2022 → 05/2023
    Walmart
    Seward, NE
  • 05/2021 → 05/2022
    Caseys
    Seward, NE
  • 05/2020 → 05/2021
    Mcdonalds
    Seward, NE
  • 08/2017 → 05/2020
    Chartwells
    Seward, NE
  • 07/2015 → 08/2017
    N/A
    Hemet, CA
Other Businesses

Title: Wealth Management Officer at Jones Bank Start Date 07/2025 at 203 S 6th St, Seward, NE 68434 whether the business is investment-related; Yes the nature of the other business; Banking the approximate number of hours/month you devote to the other business; 80 the number of hours you devote to the other business during securities trading hours; 80 and briefly describe your duties relating to the other business; Responsible for providing comprehensive financial advisory services to individuals and businesses with investable assets, helping them manage their wealth and achieve their financial goals. This role involves assessing clients' financial needs, creating tailored investment strategies and providing ongoing support to ensure clients' portfolios are performing well and are aligned with their objectives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
  • S66 Uniform Combined State Law Examination
    2026-01-30

View on SEC IAPD

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