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Jay Thomas Carlson

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7563576

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-03
TX RA APPROVED 2023-06-28
  • AZ RA
    APPROVED
    Since 2023-07-03
  • TX RA
    APPROVED
    Since 2023-06-28

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2022 Present
Dutch Bros. Coffee Flagstaff AZ 05/2019 05/2022
Safeway Inc. Peoria AZ 09/2017 04/2018
Northern Arizona University Flagstaff AZ 08/2018 05/2022
Liberty High School Peoria AZ 08/2014 05/2018
Vanguard Marketing Corporation Scottsdale AZ 06/2022 Present
Vanguard Adviser's, Inc. Scottsdale AZ 06/2023 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2019 → 05/2022
    Dutch Bros. Coffee
    Flagstaff, AZ
  • 09/2017 → 04/2018
    Safeway Inc.
    Peoria, AZ
  • 08/2018 → 05/2022
    Northern Arizona University
    Flagstaff, AZ
  • 08/2014 → 05/2018
    Liberty High School
    Peoria, AZ
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 06/2023 → Present
    Vanguard Adviser's, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-18
  • S66 Uniform Combined State Law Examination
    2022-08-18
Other Names
  • Jay Carlson

View on SEC IAPD

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Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
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Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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