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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-02
AZ RA APPROVED 2023-08-24
  • TX RA
    APPROVED
    Since 2024-08-02
  • AZ RA
    APPROVED
    Since 2023-08-24

Branch Locations

2730 East Camelback Road Suite 250, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Renaissance Financial Corp Phoenix AZ 01/2023 Present
Minnesota Life Insurance Co St Paul MN 01/2023 08/2023
Securian Financial Services Inc St Paul MN 01/2023 08/2023
Dana Wharf Dana Point CA 05/2015 05/2020
Hireright Llc Irvine CA 06/2021 08/2021
Epic Valet Phoenix AZ 02/2021 09/2021
Remax Coastal Homes San Clemente CA 07/2021 Present
Arizona State University Tempe AZ 08/2019 05/2023
San Clemente High School San Clemente CA 08/2015 08/2019
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2023 → Present
    Renaissance Financial Corp
    Phoenix, AZ
  • 01/2023 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 05/2015 → 05/2020
    Dana Wharf
    Dana Point, CA
  • 06/2021 → 08/2021
    Hireright Llc
    Irvine, CA
  • 02/2021 → 09/2021
    Epic Valet
    Phoenix, AZ
  • 07/2021 → Present
    Remax Coastal Homes
    San Clemente, CA
  • 08/2019 → 05/2023
    Arizona State University
    Tempe, AZ
  • 08/2015 → 08/2019
    San Clemente High School
    San Clemente, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: January 2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: January 2023 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. Remax Coastal Homes, San Clemente, CA, Realtor, Investment related, Salesperson, 08/2021-ongoing, 0 hr/month business, 0 hr/month trading*** Epic Valet, Not investment related, Phoenix, AZ, Service Industry, Employee, 02/2021-until registered, 40 hr/month business, 0 hr/month trading**** 4. NAME OF OTHER BUSINESS: EXECUTOR FOR THE ESTATE OF FAMILY FRIENDS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ESTATE EXECUTOR; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: EXECUTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE AND FINALIZE THE ESTATE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-03
  • S66 Uniform Combined State Law Examination
    2023-07-03
Designations

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