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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-04
TX RA APPROVED 2022-10-04
  • PA RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2022 Present
Mier Communications, Inc. Dba Miercom East Windsor NJ 03/2007 05/2022
Vanguard Marketing Corporation Malvern PA 06/2022 Present
Vanguard Advisers, Inc. Malvern PA 10/2022 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2007 → 05/2022
    Mier Communications, Inc. Dba Miercom
    East Windsor, NJ
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 10/2022 → Present
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-03
  • S66 Uniform Combined State Law Examination
    2022-10-03
Other Names
  • Deborah Dawn Steen
  • Dawn Steen
  • Deborah Dawn Hodder
  • Dawn Hodder
  • Dawn Mier
  • Deborah Dawn Steen Mier
  • Dawn Steen Mier
  • Deborah Mier

View on SEC IAPD

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