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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-10-05
  • TN RA
    APPROVED
    Since 2022-10-05

Branch Locations

7608 Highway 70 S, Nashville, TN 37221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Nashville TN 04/2016 Present
Cetera Investment Services Llc Saint Cloud MN 07/2022 Present
Cetera Investment Advisers Llc Nashville TN 10/2022 Present
  • 04/2016 → Present
    Regions Bank
    Nashville, TN
  • 07/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2022 → Present
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30
Other Names
  • Jennifer Ann Morrison

View on SEC IAPD

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