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Nicholas Angel Hernandez

LPl Financial LLC

Aventura, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-04
TX RA APPROVED_RES 2026-05-04
  • FL RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED_RES
    Since 2026-05-04

Branch Locations

2980 Northeast 207Th St Suite 609, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parmamarket Rockville Centre NY 06/2019 12/2021
Valley Stream South High School Valley Stream NY 08/2012 06/2018
Ubs Financial Services.iNc Weehawken NJ 06/2022 05/2026
Suny Cortland Cortland NY 08/2018 05/2022
Lpl Financial Aventura FL 05/2026 Present
  • 06/2019 → 12/2021
    Parmamarket
    Rockville Centre, NY
  • 08/2012 → 06/2018
    Valley Stream South High School
    Valley Stream, NY
  • 06/2022 → 05/2026
    Ubs Financial Services.iNc
    Weehawken, NJ
  • 08/2018 → 05/2022
    Suny Cortland
    Cortland, NY
  • 05/2026 → Present
    Lpl Financial
    Aventura, FL
Previous Registrations
Other Businesses

1. 4/2026 - AltaireWealth - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/1/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-06
  • S66 Uniform Combined State Law Examination
    2022-12-06

View on SEC IAPD

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