Heather Elizabeth Catsouras

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 02/2023
  Securities America, Inc.
  San Clemente, CA
• 02/2023 → 06/2024
  Securities America, Inc.
  San Clemente, CA
• 02/2016 → 04/2020
  Corepower Yoga
  Laguna Hills, CA
• 08/2012 → 04/2019
  Southern California Telephone Company
  Laguna Beach, CA
• 08/2012 → 04/2019
  Lighthouse Management Company
  Laguna Beach, CA
• 06/2024 → 02/2025
  Osaic Wealth, Inc.
  San Clemente, CA
• 03/2025 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 03/2025 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 03/2020 → Present
  Heather Catsouras
  San Clemente, CA

Previous Registrations

• 2024-12-23 → 2025-04-03
  Osaic Wealth, Inc.
  Lavista, NE
  San Clemente, CA

Other Businesses

(1) William K Hall, Inc; DBA; Not investment related; 251 Avenida Vista Del Oceano, San Clemente CA 92672; Book Keeping & Payroll; CFO; Started 2/1/2022; 4 hours/month, 0 during trading. (2) Executor and inactive POA for William Hall

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-12-21
• S65 Uniform Investment Adviser Law Examination
  2024-10-26

Other Names

• Heather Elizabeth Smith