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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-22
  • PA RA
    APPROVED
    Since 2025-01-22

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newtown Square PA 09/2024 Present
Mml Investors Services, Llc Newtown Square PA 06/2022 08/2023
Massmutual Life Insurance Co Newtown Square PA 09/2024 Present
Penn State State College PA 08/2020 05/2024
Council Rock Highschool North Newtown PA 09/2016 06/2020
Mml Investors Services, Llc Newtown Square PA 05/2023 09/2024
Other Businesses

NAME: CADENCE FINANCIAL MANAGEMENT, LLC INV REL: Y ADD: 10 LAKE CENTER EXECUTIVE PARK, 401 RT. 73 NORTH, SUITE 201, MARLTON, NJ 08053 NATURE: LLC FOR OUR DBA FOR BUSINESS EXPENSES AND PAYROLL POSITION: ADVISOR START DATE: 01/01/2025 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: CONDUCTING MASSMUTUAL AND MMLIS BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-19
  • S66 Uniform Combined State Law Examination
    2024-12-19
Other Names
  • Jerry Gray
  • Gerald Gray

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newtown Square, PA

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