Austin Robert Schmidt

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-25
CA	RA	APPROVED	2023-01-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Riverside	CA	05/2022	Present
Unemployed	Riverside	CA	05/2021	05/2022
California State University, San Bernardino	San Bernardino	CA	09/2019	05/2021
Riverside Community College	Riverside	CA	08/2015	06/2019
Unemployed	Riverside	CA	06/2019	09/2019
Bank Of America, N.A.	Riverside	CA	07/2022	Present

05/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, CA
05/2021 → 05/2022

Unemployed

Riverside, CA
09/2019 → 05/2021

California State University, San Bernardino

San Bernardino, CA
08/2015 → 06/2019

Riverside Community College

Riverside, CA
06/2019 → 09/2019

Unemployed

Riverside, CA
07/2022 → Present

Bank Of America, N.A.

Riverside, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-15

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