William Seth Stefan Alsup

Employer firm

Dmlo Wealth Planning, LLC CRD 316202

$30.4M regulatory AUM 45 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → Present
  Guidance Capital, Inc.
  Louisville, KY
• 05/2022 → 10/2022
  Money Concepts Advisory Service
  Louisville, KY
• 09/2018 → 05/2022
  Western Kentucky University
  Bowling Green, KY
• 09/2011 → 09/2018
  Student
  Oakland, KY
• 10/2018 → 09/2021
  Walmart
  Bowling Green, KY
• 01/2021 → 04/2021
  Applied Capital
  Nashville, TN
• 05/2021 → 07/2021
  Argi
  Louisville, KY
• 12/2021 → 12/2021
  Clayton And Crume
  Columbus, OH
• 01/2022 → 03/2022
  Rafferty's
  Bowling Green, KY
• 04/2024 → Present
  Private Client Services, Llc
  Lousiville, KY
• 01/2026 → Present
  Dmlo Wealth Planning, Llc
  Louisville, KY

Other Businesses

Licensed insurance professional; non-investment-related; same address; less than 10% of time. Rental Property,12/2024 to Present; Louisville, KY; Non investment related; Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-02

Designations

• Certified Financial Planner