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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2026-05-07 |
| TX | RA | APPROVED | 2025-02-03 |
| CA | RA | APPROVED | 2025-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2022 | 04/2024 |
| Paradise Valley Unified School District | Phoenix | AZ | 01/2013 | 05/2022 |
| Redeem Wealth Management | Gilbert | AZ | 04/2024 | 11/2024 |
| Thrivent Investment Management Inc | Temecula | CA | 12/2024 | Present |
| Thrivent Financial | Appleton | WI | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-08 |
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