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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-08-13
  • WI RA
    APPROVED
    Since 2024-08-13

Branch Locations

621 N Sherman Ave Suite B8, Madison, WI 53704 • United States

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jl3 Financial Madison WI 06/2022 Present
Uw Madison Madison WI 09/2021 06/2022
Secura Neenah WI 05/2021 09/2021
Pick N Save Appleton WI 01/2017 05/2021
Kimberly High School Kimberly WI 09/2015 01/2017
  • 06/2022 → Present
    Jl3 Financial
    Madison, WI
  • 09/2021 → 06/2022
    Uw Madison
    Madison, WI
  • 05/2021 → 09/2021
    Secura
    Neenah, WI
  • 01/2017 → 05/2021
    Pick N Save
    Appleton, WI
  • 09/2015 → 01/2017
    Kimberly High School
    Kimberly, WI
Other Businesses

1)JL3 Financial - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-17
  • S66 Uniform Combined State Law Examination
    2024-07-17

View on SEC IAPD

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