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Stephen Staton

Fisher Investments

Tampa, FL

Plano, TX

CRD 7559797

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
FL RA APPROVED 2022-08-30
  • TX RA
    APPROVED
    Since 2024-07-15
  • FL RA
    APPROVED
    Since 2022-08-30

Branch Locations

3109 W Martin Luther King Jr Blvd Ste 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Tampa FL 03/2022 Present
Aflac Agawam MA 08/2021 02/2022
Western New England University Springfield MA 08/2017 12/2021
Gerber Collision Raleigh NC 05/2021 07/2021
Papa Johns Wake Forest NC 05/2020 04/2021
Barnette Plumbing Creedmoor NC 05/2017 04/2018
Dollar General Creedmoor NC 05/2018 04/2020
South Granville High School Creedmoor NC 08/2013 06/2017
  • 03/2022 → Present
    Fisher Investments
    Tampa, FL
  • 08/2021 → 02/2022
    Aflac
    Agawam, MA
  • 08/2017 → 12/2021
    Western New England University
    Springfield, MA
  • 05/2021 → 07/2021
    Gerber Collision
    Raleigh, NC
  • 05/2020 → 04/2021
    Papa Johns
    Wake Forest, NC
  • 05/2017 → 04/2018
    Barnette Plumbing
    Creedmoor, NC
  • 05/2018 → 04/2020
    Dollar General
    Creedmoor, NC
  • 08/2013 → 06/2017
    South Granville High School
    Creedmoor, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-15
  • S65 Uniform Investment Adviser Law Examination
    2022-07-15

View on SEC IAPD

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PETER CASEY GAYLE
John Luke Robinson
MICHAEL MOFFA

Nearby Offices

STRATEGIC WEALTH INVESTMENT GROUP, LLC · Tampa, FL
INDEPENDENT ADVISOR ALLIANCE, LLC · Tampa, FL
UNITED CAPITAL FINANCIAL ADVISORS · TAMPA, FL

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