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Joanna Michelle Rotenberg

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-08-22
TX RA APPROVED_RES 2025-08-21
  • PA RA
    APPROVED
    Since 2025-08-22
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fmr Llc Boston MA 01/2022 12/2023
Fidelity Canada Shared Services Corp Toronto 11/2021 01/2022
Bmo Financial Group Toronto 06/2010 10/2021
The Vanguard Group, Inc. Malvern PA 01/2025 Present
Unemployed Toronto 01/2024 01/2025
Vanguard Marketing Corporation Malvern PA 01/2025 Present
Vanguard Advisers, Inc. Malvern PA 08/2025 Present
  • 01/2022 → 12/2023
    Fmr Llc
    Boston, MA
  • 11/2021 → 01/2022
    Fidelity Canada Shared Services Corp
    Toronto
  • 06/2010 → 10/2021
    Bmo Financial Group
    Toronto
  • 01/2025 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2024 → 01/2025
    Unemployed
    Toronto
  • 01/2025 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 08/2025 → Present
    Malvern, PA
Other Businesses

NAME OF BUSINESS: SINAI HEALTH SYSTEM INVESTMENT-RELATED ADDRESS: TORONTO, ONTARIO, CA NATURE OF BUSINESS: NON-PROFIT POSITION: BOARD MEMBER TREASURER START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: CO-CHAIR OF RESOURCES AND PLANNING COMMITTEE NAME OF BUSINESS: ROTMAN DEANS ADVISORY BOARD, A PART OF THE UNIVERSITY OF TORONTO INVESTMENT-RELATED ADDRESS: TORONTO, ONTARIO, CA NATURE OF BUSINESS: NON-PROFIT POSITION: BOARD MEMBER - ADVISORY COMMITTEE START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: IDENTIFY WAYS FOR THE BUSINESS COMMUNITY AND PUBLIC SECTOR TO CONTRIBUTE TO STRENGTHENING SCHOOL NAME OF BUSINESS: DIAGRAM VENTURES LP III INVESTMENT-RELATED ADDRESS: MONTREAL, QUEBEC, CA NATURE OF BUSINESS: PRIVATE/PASSIVE INVESTMENT POSITION: MINORITY INTEREST OWNER START DATE: 06/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTOR NAME OF BUSINESS: JUMP + HOLDINGS INC INVESTMENT-RELATED ADDRESS: TORONTO, ONTARIO, CA NATURE OF BUSINESS: PRIVATE/PASSIVE INVESTMENT POSITION: MINORITY INTEREST OWNER START DATE: 01/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-19
  • S66 Uniform Combined State Law Examination
    2025-08-19
Other Names
  • Joanna Rotenberg
  • Joanna M Rotenberg

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