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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-05-22 |
| TX | RA | APPROVED_RES | 2024-05-22 |
Branch Locations
2180 Satellite Blvd Ste 100, Duluth, GA 30097 • United States
Monroe, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities, Inc | Atlanta | GA | 08/2001 | 10/2019 |
| Synovus Securities, Inc. | Atlanta | GA | 10/2019 | 05/2024 |
| Ameriprise Financial Services, Llc | Duluth | GA | 05/2024 | Present |
Business Ownership; Timothy K. Vassy, CPA; Owner; Tax Preparation; 8520 Parkview Ct, , Monroe, GA, 30656; Not Investment-Related; 09/01/2024; 10 to 19 hours per month; 0 during trading hours. Real Estate License; Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-03 |
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