Best Investors Account Sign in
Claim This Profile
Current Employers
Horter Investment Management, Llc

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-03-13
IL RA APPROVED 2025-03-13
IN RA APPROVED 2025-02-21
KY RA APPROVED 2025-02-19
OH RA APPROVED 2025-02-19
MN RA APPROVED 2025-02-16
  • AL RA
    APPROVED
    Since 2025-03-13
  • IL RA
    APPROVED
    Since 2025-03-13
  • IN RA
    APPROVED
    Since 2025-02-21
  • KY RA
    APPROVED
    Since 2025-02-19
  • OH RA
    APPROVED
    Since 2025-02-19
  • MN RA
    APPROVED
    Since 2025-02-16

Branch Locations

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 05/2022 02/2025
Western And Southern Life Cincinnati OH 04/2022 05/2022
United Parcel Service Cincinnati OH 04/2018 04/2022
Pacific Aerospace Hebron KY 04/2016 04/2018
Horter Investment Management, Llc Cincinnati OH 02/2025 Present
  • 05/2022 → 02/2025
    W&S Brokerage Services
    Cincinnati, OH
  • 04/2022 → 05/2022
    Western And Southern Life
    Cincinnati, OH
  • 04/2018 → 04/2022
    United Parcel Service
    Cincinnati, OH
  • 04/2016 → 04/2018
    Pacific Aerospace
    Hebron, KY
  • 02/2025 → Present
    Cincinnati, OH
Previous Registrations
Other Businesses

Horter Financial Services; No- Cincinnati, OH; Insurance Agent; 10 hours per week; 10 hours per week during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-30
S63 Uniform Securities Agent State Law Examination 2022-08-24
  • S65 Uniform Investment Adviser Law Examination
    2024-07-30
  • S63 Uniform Securities Agent State Law Examination
    2022-08-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor