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Desirae L Bennett

Wells Fargo Clearing Services, LLC

San Jose, CA

CRD 7557930

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-09
CA RA APPROVED 2023-11-17
  • TX RA
    APPROVED
    Since 2024-01-09
  • CA RA
    APPROVED
    Since 2023-11-17

Branch Locations

550 S Winchester Blvd Ste 601, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Jose CA 05/2022 Present
Placer County Superior Court Roseville CA 05/2019 05/2022
California State University, Monterey Bay Seaside CA 06/2014 05/2019
  • 05/2022 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
  • 05/2019 → 05/2022
    Placer County Superior Court
    Roseville, CA
  • 06/2014 → 05/2019
    California State University, Monterey Bay
    Seaside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-17
  • S66 Uniform Combined State Law Examination
    2023-11-17

View on SEC IAPD

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