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Scott Anthony Cooper

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7557613

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-06
AZ RA APPROVED 2022-09-20
TX RA APPROVED 2022-09-07
  • FL RA
    APPROVED
    Since 2024-03-06
  • AZ RA
    APPROVED
    Since 2022-09-20
  • TX RA
    APPROVED
    Since 2022-09-07

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2022 Present
Dfin Solutions Chicago IL 03/2020 06/2022
Teksystems Tempe AZ 05/2016 03/2020
Arizona State University Tempe AZ 08/2012 05/2018
Vanguard Marketing Corporation Scottsdale AZ 06/2022 Present
Vanguard Advisers, Inc. Scottsdale AZ 09/2022 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2020 → 06/2022
    Dfin Solutions
    Chicago, IL
  • 05/2016 → 03/2020
    Teksystems
    Tempe, AZ
  • 08/2012 → 05/2018
    Arizona State University
    Tempe, AZ
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 09/2022 → Present
    Scottsdale, AZ
Other Businesses

NAME OF BUSINESS: HOA BOARD INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: HOMEOWNER'S ASSOCIATION POSITION: BOARD MEMBER (PRESIDENT) START DATE: 11/2024 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VOTE FOR INITIATIVES ACCORDING TO HOA GUIDELINES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-30
  • S66 Uniform Combined State Law Examination
    2022-08-30
Other Names
  • Scott Cooper

View on SEC IAPD

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