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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-06 |
| AZ | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-09-07 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | Present |
| Dfin Solutions | Chicago | IL | 03/2020 | 06/2022 |
| Teksystems | Tempe | AZ | 05/2016 | 03/2020 |
| Arizona State University | Tempe | AZ | 08/2012 | 05/2018 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2022 | Present |
NAME OF BUSINESS: HOA BOARD INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: HOMEOWNER'S ASSOCIATION POSITION: BOARD MEMBER (PRESIDENT) START DATE: 11/2024 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VOTE FOR INITIATIVES ACCORDING TO HOA GUIDELINES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-30 |
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