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Joaquin Alonso Garcia

Thornburg Investment Management Inc

Santa Fe, NM

CRD 7557391

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Employer firm

Thornburg Investment Management Inc CRD 106357

$54.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-01-13
NM RA APPROVED 2022-12-01
  • SD RA
    APPROVED
    Since 2026-01-13
  • NM RA
    APPROVED
    Since 2022-12-01

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Llc Santa Fe NM 05/2022 12/2024
Rbc Wealth Management Albuquerque NM 02/2022 05/2022
Unemployed Albuquerque NM 07/2019 02/2022
Vitamin Shoppe Inc. Albuquerque NM 06/2018 07/2019
Unemployed Albuquerque NM 07/2017 06/2018
Vitamin World Albuquerque NM 09/2016 07/2017
Gnc Santa Fe NM 04/2016 09/2016
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 05/2022 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 02/2022 → 05/2022
    Rbc Wealth Management
    Albuquerque, NM
  • 07/2019 → 02/2022
    Unemployed
    Albuquerque, NM
  • 06/2018 → 07/2019
    Vitamin Shoppe Inc.
    Albuquerque, NM
  • 07/2017 → 06/2018
    Unemployed
    Albuquerque, NM
  • 09/2016 → 07/2017
    Vitamin World
    Albuquerque, NM
  • 04/2016 → 09/2016
    Gnc
    Santa Fe, NM
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21

View on SEC IAPD

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