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Joaquin Alonso Garcia

Thornburg Investment Management Inc

Santa Fe, NM

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-01-13
NM RA APPROVED 2022-12-01
  • SD RA
    APPROVED
    Since 2026-01-13
  • NM RA
    APPROVED
    Since 2022-12-01

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Llc Santa Fe NM 05/2022 12/2024
Rbc Wealth Management Albuquerque NM 02/2022 05/2022
Unemployed Albuquerque NM 07/2019 02/2022
Vitamin Shoppe Inc. Albuquerque NM 06/2018 07/2019
Unemployed Albuquerque NM 07/2017 06/2018
Vitamin World Albuquerque NM 09/2016 07/2017
Gnc Santa Fe NM 04/2016 09/2016
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 05/2022 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 02/2022 → 05/2022
    Rbc Wealth Management
    Albuquerque, NM
  • 07/2019 → 02/2022
    Unemployed
    Albuquerque, NM
  • 06/2018 → 07/2019
    Vitamin Shoppe Inc.
    Albuquerque, NM
  • 07/2017 → 06/2018
    Unemployed
    Albuquerque, NM
  • 09/2016 → 07/2017
    Vitamin World
    Albuquerque, NM
  • 04/2016 → 09/2016
    Gnc
    Santa Fe, NM
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21

View on SEC IAPD

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EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

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