Braden William Spawr

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-12
MO	RA	APPROVED	2024-03-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Student	Valley Park	MO	08/2005	05/2019
Clean Uniform Company	Saint Louis	MO	05/2018	04/2021
Southeast Missouri State University	Cape Girardeau	MO	06/2020	05/2023
Northwestern Mutual Life Insurance Company	Milwaukee	WI	06/2022	10/2023
Northwestern Mutual Investment Services Llc	Chesterfield	MO	06/2023	10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saint Peters	MO	12/2023	Present
Unemployed	Valley Park	MO	10/2023	12/2023
Bank Of America, N.A.	Saint Peters	MO	12/2023	Present

08/2005 → 05/2019

Student

Valley Park, MO
05/2018 → 04/2021

Clean Uniform Company

Saint Louis, MO
06/2020 → 05/2023

Southeast Missouri State University

Cape Girardeau, MO
06/2022 → 10/2023

Northwestern Mutual Life Insurance Company

Milwaukee, WI
06/2023 → 10/2023

Northwestern Mutual Investment Services Llc

Chesterfield, MO
12/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Peters, MO
10/2023 → 12/2023

Unemployed

Valley Park, MO
12/2023 → Present

Bank Of America, N.A.

Saint Peters, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-04
S63	Uniform Securities Agent State Law Examination	2023-09-30

Other Firms