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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-15
GA RA APPROVED 2024-02-14
  • TX RA
    APPROVED_RES
    Since 2026-01-15
  • GA RA
    APPROVED
    Since 2024-02-14

Branch Locations

11705 Mercy Boulevard , Savannah , GA 31419 • United States

5105 Paulsen St Ste 216 A, Savannah, GA 31405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benedictine Military School Savannah GA 08/2013 05/2017
Ymca Savannah GA 05/2017 08/2017
Ambos Seafoods Savannah GA 08/2017 05/2019
Georgia Southern University Armstrong Savannah GA 05/2019 08/2022
Spectrum Marketing Savannnah GA 01/2020 08/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2022 09/2023
Northwestern Mutual Investment Services Llc Savannah GA 05/2022 09/2023
Mml Investors Services, Llc Savannah GA 09/2023 Present
Massmutual Life Insurance Co Savannah GA 09/2023 Present
Georgia Southern University Savannah GA 08/2018 12/2022
  • 08/2013 → 05/2017
    Benedictine Military School
    Savannah, GA
  • 05/2017 → 08/2017
    Ymca
    Savannah, GA
  • 08/2017 → 05/2019
    Ambos Seafoods
    Savannah, GA
  • 05/2019 → 08/2022
    Georgia Southern University Armstrong
    Savannah, GA
  • 01/2020 → 08/2022
    Spectrum Marketing
    Savannnah, GA
  • 09/2022 → 09/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2022 → 09/2023
    Northwestern Mutual Investment Services Llc
    Savannah, GA
  • 09/2023 → Present
    Savannah, GA
  • 09/2023 → Present
    Massmutual Life Insurance Co
    Savannah, GA
  • 08/2018 → 12/2022
    Georgia Southern University
    Savannah, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-28
S63 Uniform Securities Agent State Law Examination 2023-11-05
  • S65 Uniform Investment Adviser Law Examination
    2024-01-28
  • S63 Uniform Securities Agent State Law Examination
    2023-11-05
Designations
Other Names
  • Matthew Joseph Whelan
  • Matt Whelan
  • Matthew Joseph Whelan

View on SEC IAPD

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