Steven James Nelson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2009-05-27

WI RA
APPROVED

Since 2009-05-27

Branch Locations

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

Lodi, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Madison	WI	04/2008	Present

04/2008 → Present

Ubs Financial Services Inc.

Madison, WI

Other Businesses

ACN INC. / PROVIDING COMMUNICATION, SATELLITE TV, AND HOME SECURITY SERVICES THROUGH INDEPENDENT AGENTS / 1000 PROGRESS PLACE CONCORD NORTH CAROLINA, 28025 / INDEPENDENT BUSINESS OWNER / START DATE 09/30/2010 / 30 HRS PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-26

S66 Uniform Combined State Law Examination

2009-05-26

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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