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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-13 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Lakewood | CO | 07/2023 | Present |
| Signature Estate & Investment Advisors | Los Angeles | CA | 05/2022 | 06/2023 |
| Powercat Financial | Manhattan | KS | 08/2021 | 01/2023 |
| U.S. Navy | Kansas City | MO | 09/2016 | 09/2023 |
| Atchison County Community High School | Effingham | KS | 08/2013 | 05/2017 |
| Kestra Advisory Services, Llc | Lakewood | CO | 08/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/18/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PERSONAL BENEFIT FINANCIAL POSITION: Financial Planner NATURE: Financial Planning through Kestra Advisory Services, LLC. INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/10/2023 ADDRESS: 870 Kipling St., Lakewood CO 80215, United States DESCRIPTION: Meet with financial planning clients, prepare, and present financial plans. Provide financial services to clients based on their financial situation. Offer professional third party money management. Offer 529s and annuities. MY FEDERAL RETIREMENT & BENEFITS POSITION: Assistant NATURE: Seminars for Federal Employees INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 870 Kipling St, Lakewood CO 80215, United States DESCRIPTION: prepare seminar materials, present materials
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-23 |
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