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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-13
  • CO RA
    APPROVED
    Since 2025-08-13

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

870 Kipling St. Suite A, Lakewood, CO 80215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Lakewood CO 07/2023 Present
Signature Estate & Investment Advisors Los Angeles CA 05/2022 06/2023
Powercat Financial Manhattan KS 08/2021 01/2023
U.S. Navy Kansas City MO 09/2016 09/2023
Atchison County Community High School Effingham KS 08/2013 05/2017
Kestra Advisory Services, Llc Lakewood CO 08/2025 Present
  • 07/2023 → Present
    Kestra Investment Services, Llc
    Lakewood, CO
  • 05/2022 → 06/2023
    Signature Estate & Investment Advisors
    Los Angeles, CA
  • 08/2021 → 01/2023
    Powercat Financial
    Manhattan, KS
  • 09/2016 → 09/2023
    U.S. Navy
    Kansas City, MO
  • 08/2013 → 05/2017
    Atchison County Community High School
    Effingham, KS
  • 08/2025 → Present
    Lakewood, CO
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/18/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PERSONAL BENEFIT FINANCIAL POSITION: Financial Planner NATURE: Financial Planning through Kestra Advisory Services, LLC. INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/10/2023 ADDRESS: 870 Kipling St., Lakewood CO 80215, United States DESCRIPTION: Meet with financial planning clients, prepare, and present financial plans. Provide financial services to clients based on their financial situation. Offer professional third party money management. Offer 529s and annuities. MY FEDERAL RETIREMENT & BENEFITS POSITION: Assistant NATURE: Seminars for Federal Employees INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 870 Kipling St, Lakewood CO 80215, United States DESCRIPTION: prepare seminar materials, present materials

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-23
  • S63 Uniform Securities Agent State Law Examination
    2024-08-23
Designations

View on SEC IAPD

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