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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-30 |
| RI | RA | APPROVED | 2026-01-30 |
| TX | RA | APPROVED | 2026-01-30 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boston | MA | 06/2022 | 04/2023 |
| Ubs | Stamford | CT | 01/2025 | 05/2025 |
| Westerly High School | Rhode Island | RI | 08/2015 | 06/2018 |
| Ubs Financial Services Inc | Providence | RI | 08/2025 | 10/2025 |
| Pruco Securities Llc | Bedford | NH | 11/2023 | 01/2024 |
| Michael Kors | Mashantucket | CT | 10/2021 | 01/2025 |
| University Of Rhode Island | Kingston | RI | 09/2018 | 05/2022 |
| Tommy Hilfiger | Mashantucket | CT | 09/2020 | 12/2020 |
| Weekapaug Fire District | Westerly | RI | 06/2017 | 09/2025 |
| Janney Montgomery Scott Llc | Mystic | CT | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
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