Best Investors Account Sign in

Avnish Gupta

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7554709

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-15
NC RA APPROVED 2023-08-08
TX RA APPROVED 2023-08-08
  • AZ RA
    APPROVED
    Since 2026-04-15
  • NC RA
    APPROVED
    Since 2023-08-08
  • TX RA
    APPROVED
    Since 2023-08-08

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2022 Present
Mcgill University Montreal 09/2019 05/2022
Singapore Armed Forces Singapore 07/2017 07/2019
Overseas Family School Singapore 08/2011 05/2017
Vanguard Marketing Corporation Scottsdale AZ 06/2022 Present
Vanguard Advisers, Inc. Scottsdale AZ 08/2023 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2019 → 05/2022
    Mcgill University
    Montreal
  • 07/2017 → 07/2019
    Singapore Armed Forces
    Singapore
  • 08/2011 → 05/2017
    Overseas Family School
    Singapore
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 08/2023 → Present
    Vanguard Advisers, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
  • S66 Uniform Combined State Law Examination
    2022-08-15

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

More in Scottsdale, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor