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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-04-01 |
| TX | RA | APPROVED | 2026-04-01 |
Branch Locations
6300 N Revere Dr Suite 250, Kansas City, MO 64151 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
6300 N Revere Dr Suite 250,, Kansas City, MO 64151 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Kansas City | MO | 05/2022 | 04/2026 |
| Rt Specialty | Kansas City | MO | 12/2019 | 03/2022 |
| Rts Financial / Rts International | Overland Park | KS | 05/2017 | 12/2019 |
| Intercontinental Hotel | Kansas City | MO | 10/2015 | 09/2016 |
| Clay Platte Family Medicine | Kansas City | MO | 06/2015 | 04/2017 |
| Lpl Financial Llc | Kansas City | MO | 04/2026 | Present |
1. 02/2026 - Emerald Legacy Advisors, LLC - Business Entity For Tax/Investment Purposes Only - Investment related - Kansas City MO 64151 - 130 Hrs/Mth - 130 Hrs During Trading - OBA start date: 01/01/2025 2. 02/2026 - Emerald Legacy Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 170 Hrs/Mth - 170 Hrs During Trading - OBA start date: 4/1/2026 3. 02/2026 - AVK Advisory Management LLC - Business Entity For Tax/Investment Purposes Only - Investment related - Kansas City MO 64151 - 130 Hrs/Mth - 130 Hrs During Trading - OBA start date: 01/01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-29 |
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