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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-22 |
| TX | RA | APPROVED_RES | 2024-07-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 02/2021 | Present |
| Unemployed | Philadelphia | PA | 07/2020 | 02/2021 |
| New Jersey National Guard | Seagirt | NJ | 07/2020 | 07/2020 |
| Unemployed | Philadelphia | PA | 06/2020 | 07/2020 |
| New Jersey National Guard | Millstone | NJ | 04/2020 | 06/2020 |
| Unemployed | Philadelphia | PA | 11/2019 | 04/2020 |
| U.S.ARmy | Camp Lemonnier | 02/2019 | 11/2019 | |
| Unemployed | Philadelphia | PA | 01/2019 | 02/2019 |
| National Philanthropic Trust | Jenkintown | PA | 10/2018 | 01/2019 |
| Unemployed | Philadelphia | PA | 06/2018 | 10/2018 |
| Aston Carter/ Chartwell Investment Partners | Berwyn | PA | 10/2017 | 06/2018 |
| Unemployed | Philadelphia | PA | 05/2017 | 10/2017 |
| University Of Pennsylvania | Philadelphia | PA | 11/2016 | 05/2017 |
| Unemployed | Philadelphia | PA | 06/2016 | 11/2016 |
| Unnamed Sole Proprietorship | Philadelphia | PA | 02/2008 | 03/2022 |
| Metro Referral Associates | Chantilly | VA | 07/2020 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 START DATE (Month/Year): 07/2020 NAME OF BUSINESS: Metro Referral Associates NON-INVESTMENT RELATED: Non-Investment Related ADDRESS: Fairfax, VA NATURE OF BUSINESS: Real Estate Agency POSITION: Referral Real Estate Agent APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Refer prospective clients to a trusted real estate agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-05 |
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