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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-26 |
| KY | RA | APPROVED | 2023-06-12 |
Branch Locations
13000 Equity Place Suite 107, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Louisville | KY | 05/2022 | 04/2023 |
| Louisville Orchestra | Louisville | KY | 02/2020 | 05/2022 |
| University Of Louisville | Louisville | KY | 07/2019 | 02/2020 |
| Spalding University | Louisville | KY | 04/2013 | 07/2019 |
| Lpl Financial, Llc | Louisville | KY | 04/2023 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 06/2023 | Present |
1- 06/08/2023 - Financial Strategies Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - start date 5/22/2023 2- 06/08/2023 - Griffin Fundraising and Marketing - Other - Non-Investment Related - Home Based - start date 10/2/2020 - 20 HRS Mnth/ 10 Time Spnt Prcnt 3- 06/08/2023 - Forrest Springs Family dental - Business Owner - Non-Investment Related - Louisville, KY - start date 08/06/2009 -10 HRS Mth / 10 Time Spnt Prcnt / 4- 06/08/2023 - Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) start date 5/22/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 5 - 07/07/2023 - Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 5/22/2023 - 80 Hours Per Month/ 80 Hours During Trading 6- 07/07/2023 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/12/2023 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 06/12/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7- 07/07/2023 - Financial Strategies Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA Advisor - Start Date 05/22/2023 - 80 Hours Per Month/ 80 Hours During Trading 8- 07/11/2023 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/12/2023 - 1 Hour Per Month/ 1 Hour During Trading 9- 08/11/2023 - Arbitter Sports - Outside/W-2 Employment - K-12 Football Official - Not Investment Related - Sandy, UT - Start Date 08/19/2023 - 24 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-19 |
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