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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-26
KY RA APPROVED 2023-06-12
  • TX RA
    APPROVED
    Since 2024-07-26
  • KY RA
    APPROVED
    Since 2023-06-12

Branch Locations

13000 Equity Place Suite 107, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Louisville KY 05/2022 04/2023
Louisville Orchestra Louisville KY 02/2020 05/2022
University Of Louisville Louisville KY 07/2019 02/2020
Spalding University Louisville KY 04/2013 07/2019
Lpl Financial, Llc Louisville KY 04/2023 Present
Integrated Wealth Concepts Llc Waltham MA 06/2023 Present
  • 05/2022 → 04/2023
    Louisville, KY
  • 02/2020 → 05/2022
    Louisville Orchestra
    Louisville, KY
  • 07/2019 → 02/2020
    University Of Louisville
    Louisville, KY
  • 04/2013 → 07/2019
    Spalding University
    Louisville, KY
  • 04/2023 → Present
    Lpl Financial, Llc
    Louisville, KY
  • 06/2023 → Present
    Waltham, MA
Previous Registrations
Other Businesses

1- 06/08/2023 - Financial Strategies Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - start date 5/22/2023 2- 06/08/2023 - Griffin Fundraising and Marketing - Other - Non-Investment Related - Home Based - start date 10/2/2020 - 20 HRS Mnth/ 10 Time Spnt Prcnt 3- 06/08/2023 - Forrest Springs Family dental - Business Owner - Non-Investment Related - Louisville, KY - start date 08/06/2009 -10 HRS Mth / 10 Time Spnt Prcnt / 4- 06/08/2023 - Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) start date 5/22/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 5 - 07/07/2023 - Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 5/22/2023 - 80 Hours Per Month/ 80 Hours During Trading 6- 07/07/2023 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/12/2023 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 06/12/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7- 07/07/2023 - Financial Strategies Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA Advisor - Start Date 05/22/2023 - 80 Hours Per Month/ 80 Hours During Trading 8- 07/11/2023 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/12/2023 - 1 Hour Per Month/ 1 Hour During Trading 9- 08/11/2023 - Arbitter Sports - Outside/W-2 Employment - K-12 Football Official - Not Investment Related - Sandy, UT - Start Date 08/19/2023 - 24 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2022-12-19
Other Names
  • Bert Griffin
  • Hubert Priest Griffin

View on SEC IAPD

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