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Joseph M. Leone

Charles Schwab & Co., Inc.

Manhasset, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-30
  • NY RA
    APPROVED
    Since 2026-05-30

Branch Locations

1900 Northern Blvd Suite E, Manhasset, NY 11030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Manhasset NY 05/2026 Present
The Vanguard Group, Inc. Malvern PA 06/2022 05/2023
Life Time Syosset NY 05/2018 11/2021
Empire Nutrition Bellmore NY 12/2021 06/2022
Charles Schwab & Co., Inc. Manhasset NY 05/2023 05/2025
Charles Schwab Bank, Ssb Manhasset NY 05/2023 05/2025
J.P. Morgan Securities Llc Roslyn Heights NY 05/2025 04/2026
Jp Morgan Chase Bank, N.A. Roslyn Heights NY 05/2025 04/2026
Unemployed Plainview NY 05/2015 04/2018
  • 05/2026 → Present
    Charles Schwab & Co., Inc.
    Manhasset, NY
  • 06/2022 → 05/2023
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2018 → 11/2021
    Life Time
    Syosset, NY
  • 12/2021 → 06/2022
    Empire Nutrition
    Bellmore, NY
  • 05/2023 → 05/2025
    Charles Schwab & Co., Inc.
    Manhasset , NY
  • 05/2023 → 05/2025
    Charles Schwab Bank, Ssb
    Manhasset , NY
  • 05/2025 → 04/2026
    J.P. Morgan Securities Llc
    Roslyn Heights, NY
  • 05/2025 → 04/2026
    Jp Morgan Chase Bank, N.A.
    Roslyn Heights, NY
  • 05/2015 → 04/2018
    Unemployed
    Plainview, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-12
S63 Uniform Securities Agent State Law Examination 2022-08-05
  • S65 Uniform Investment Adviser Law Examination
    2023-07-12
  • S63 Uniform Securities Agent State Law Examination
    2022-08-05
Other Names
  • Joe Leone
  • Joseph Leone
  • Joseph Mario Leone

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · MANHASSET, NY
OSAIC WEALTH, INC. · Manhasset, NY
OSAIC WEALTH, INC. · MANHASSET, NY
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CITIGROUP GLOBAL MARKETS INC. · MANHASSET, NY
LOWELL ROAD ASSET MANAGEMENT, INC. · MANHASSET, NY
BLANK EQUITY MANAGEMENT LLC · MANHASSET, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MANHASSET, NY

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