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612 Office Parkway Suite B, Westerville, OH 43082 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-02-05 |
Branch Locations
612 Office Parkway Suite B, Westerville, OH 43082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 05/2022 | 01/2024 |
| Cambridge Investment Research Inc. | Fairfield | IA | 11/2022 | 01/2024 |
| Roger D Fields Associates Inc. | Columbus | OH | 05/2016 | 05/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2023 | 01/2024 |
| Swisher Financial Concepts, Inc. | Westerville | OH | 01/2024 | Present |
| Private Client Serices | Westerville | OH | 01/2024 | Present |
1) Swisher Financial Concepts, Inc. 612 Office Parkway, Suite B, Westerville, OH 43082. RIA. Investment Advisor. 160 hrs/mo; 130 during trading hrs. 2) Private Client Services, LLC, broker/dealer, registered representative, 5% of his time, during trading hours. 3) Golf Caddy-Scioto Country Club. 2196 Riverside Dr, Columbus, OH 43221. Independent Contractor. Caddie for members and guests; clean clubs and balls; give yardages, read greens and give advice on what type of shot to hit. 5 hrs/mo; 0 during trading hrs. 4) Golf Caddy-The Golf Club. 4522 Kitzmiller Rd, New Albany, OH 43054. Independent Contractor. Caddie for members and guests; clean clubs and balls; give yardages, read greens and give advice on what type of shot to hit. 5 hrs/mo; 0 during trading hrs. 5) Insurance. Life, health, accident, disability. 8 hrs/mo; 8 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-11 |
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