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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
36 Buff Cap Road Suite 3, Tolland, CT 06084 • United States
Brooklyn, CT • United States
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
5 Vina Lane, Brooklyn, CT 06234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Shelton | CT | 05/2022 | 11/2024 |
| Saint Joseph'S School And Marianapolis Preparatory School | Thompson | CT | 01/2012 | 08/2017 |
| Vanilla Bean Cafe | Pomfret | CT | 08/2017 | 08/2019 |
| Siena College | Latham | NY | 08/2019 | 12/2021 |
| Siena College | Latham | CT | 09/2019 | 12/2020 |
| Siena College | Latham | CT | 08/2018 | 05/2022 |
| The Prudential Insurance Company Of America | Shelton | CT | 09/2022 | Present |
| Lpl Enterprise, Llc | Brooklyn | CT | 11/2024 | Present |
1. 11/14/2024 - Sloan, Giguere, Gisleson & Associates - DBA for LPL Business (entity for LPL business) - Brooklyn, CT - INV REL - Start Date 10/03/2022 - 160hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-31 |
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