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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
36 Buff Cap Road Suite 3, Tolland, CT 06084 • United States
5 Vina Lane, Brooklyn, CT 06234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Tolland | CT | 11/2009 | 11/2024 |
| Prudential Insurance Company Of America | Tolland | CT | 11/2009 | Present |
| Lpl Enterprise, Llc | Glastonbury | CT | 11/2024 | Present |
1. 9/25/2025: Sloan, Giguere, Gisleson & Associates; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date: 7/22/2015; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-03 |
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