Liam Quintin Smith

Current Employers

Employment History

• 08/2022 → 09/2023
  Td Ameritrade/Schwab
  Southlake, TX
• 01/2020 → 06/2022
  Sunset Shores
  Winsted, CT
• 05/2017 → 05/2019
  Ymca
  Winsted, CT
• 07/2016 → 11/2020
  Campaign Intern
  Hartford, CT
• 01/2004 → 07/2022
  Full-Time Education
  Winsted, CT
• 09/2023 → 06/2025
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2024 → 06/2025
  Charles Schwab Bank, Ssb
  Westlake, TX
• 01/2024 → 06/2025
  Charles Schwab Premier Bank, Ssb
  Westlake, TX
• 07/2025 → Present
  Cetera Wealth Services Llc
  El Segundo, CA
• 07/2025 → Present
  Cwm, Dba Carson Partners - Crd # 155344
  Farmington, CT
• 07/2025 → Present
  Cwm, Llc Dba Carson Wealth
  Farmington, CT
• 07/2025 → Present
  Cwm, Llc Dba Carson Group Holdings
  Farmington, CT
• 07/2026 → Present
  Data Annotations
  Torrington, CT

Previous Registrations

• 2024-09-04 → 2025-07-12
  Charles Schwab & Co., Inc.
  Westlake, TX

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL START DATE: 7/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: SUPPORTING ADVISORS OPERATIONALLY AND ASSISTING THEM WITH TECHNOLOGY DURING MEETINGS; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES-DBA FOR SERVICES AND MARKETING START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: SUPPORTING ADVISORS OPERATIONALLY AND ASSISTING THEM WITH TECHNOLOGY DURING MEETINGS; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: SUPPORTING ADVISORS OPERATIONALLY AND ASSISTING THEM WITH TECHNOLOGY DURING MEETINGS; 4. NAME OF OTHER BUSINESS: DATA ANNOTATIONS INVESTMENT RELATED: NO ADDRESS: 824 TORRINGFORD WEST ST TORRINGTON CT 06790 NATURE OF BUSINESS: AI MODEL IMPROVEMENT START DATE: 07/2026 POSITION/TITLE/RELATIONSHIP: PROJECT SPECIALIST APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TRAIN AI MODELS THROUGH VARIOUS METHODS.

Exams

• S66 Uniform Combined State Law Examination
  2024-09-03
• S63 Uniform Securities Agent State Law Examination
  2022-11-08

Other Names

• Liam Q Smith