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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-09 |
| FL | RA | APPROVED | 2015-09-04 |
Branch Locations
1831 S Mccall Rd, Englewood, FL 34223 • United States
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
13675 Tamiami Trail, North Port, FL 34287 • United States
13445 S Mccall Rd, Port Charlotte, FL 33981 • United States
1797 Tamiami Trail, Port Charlotte, FL 33948 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Naples | FL | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-27 |
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