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Audrey Nichole Fuga

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7552251

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-11-17
AZ RA APPROVED 2023-10-17
TX RA APPROVED 2023-10-05
  • MI RA
    APPROVED
    Since 2023-11-17
  • AZ RA
    APPROVED
    Since 2023-10-17
  • TX RA
    APPROVED
    Since 2023-10-05

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2022 Present
Grosse Pointe South High School Grosse Pointe Farms MI 09/2014 06/2018
Michigan State University East Lansing MI 08/2018 05/2022
Grosse Pointe Club Grosse Pointe MI 05/2017 08/2018
Play East Lansing MI 11/2019 03/2020
Country Club Of Detroit Grosse Pointe MI 05/2021 07/2021
General Surveillance Security Systems Eastpointe MI 06/2019 08/2019
Self-Employed East Lansing MI 12/2019 03/2020
Self-Employed Scottsdale AZ 11/2024 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2014 → 06/2018
    Grosse Pointe South High School
    Grosse Pointe Farms, MI
  • 08/2018 → 05/2022
    Michigan State University
    East Lansing, MI
  • 05/2017 → 08/2018
    Grosse Pointe Club
    Grosse Pointe, MI
  • 11/2019 → 03/2020
    Play
    East Lansing, MI
  • 05/2021 → 07/2021
    Country Club Of Detroit
    Grosse Pointe, MI
  • 06/2019 → 08/2019
    General Surveillance Security Systems
    Eastpointe, MI
  • 12/2019 → 03/2020
    Self-Employed
    East Lansing, MI
  • 11/2024 → Present
    Self-Employed
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355. NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: PET SITTER POSITION: CONTRACTED WITH ROVER START DATE: 11/2024 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PET SITTER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-04
S63 Uniform Securities Agent State Law Examination 2022-10-06
  • S66 Uniform Combined State Law Examination
    2023-10-04
  • S63 Uniform Securities Agent State Law Examination
    2022-10-06
Other Names
  • Audrey Fuga

View on SEC IAPD

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