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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-11-17 |
| AZ | RA | APPROVED | 2023-10-17 |
| TX | RA | APPROVED | 2023-10-05 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | Present |
| Grosse Pointe South High School | Grosse Pointe Farms | MI | 09/2014 | 06/2018 |
| Michigan State University | East Lansing | MI | 08/2018 | 05/2022 |
| Grosse Pointe Club | Grosse Pointe | MI | 05/2017 | 08/2018 |
| Play | East Lansing | MI | 11/2019 | 03/2020 |
| Country Club Of Detroit | Grosse Pointe | MI | 05/2021 | 07/2021 |
| General Surveillance Security Systems | Eastpointe | MI | 06/2019 | 08/2019 |
| Self-Employed | East Lansing | MI | 12/2019 | 03/2020 |
| Self-Employed | Scottsdale | AZ | 11/2024 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355. NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: PET SITTER POSITION: CONTRACTED WITH ROVER START DATE: 11/2024 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PET SITTER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-06 |
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