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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-04 |
| AZ | RA | APPROVED | 2025-12-03 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Phoenix | AZ | 06/2020 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 04/2022 | 06/2025 |
| Enterprise Rent-A-Car | Redlands | CA | 03/2015 | 04/2019 |
| Unemployed | Fontana | CA | 05/2019 | 05/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 11/2025 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2025 | Present |
| Unemployed | Phoenix | AZ | 06/2025 | 10/2025 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-29 |
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