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Timothy Ortiz

Thornburg Investment Management Inc

Santa Fe, NM

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-02-13
  • NM RA
    APPROVED
    Since 2026-02-13

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Albuquerque NM 09/2021 02/2025
Theodore David Cho D.D.S. Santa Fe NM 03/2019 08/2021
Just For Grins Pediatric Dentistry Santa Fe NM 08/2009 03/2019
Thornburg Investment Management Santa Fe NM 02/2025 Present
  • 09/2021 → 02/2025
    Fidelity Investments
    Albuquerque, NM
  • 03/2019 → 08/2021
    Theodore David Cho D.D.S.
    Santa Fe, NM
  • 08/2009 → 03/2019
    Just For Grins Pediatric Dentistry
    Santa Fe, NM
  • 02/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-12
S63 Uniform Securities Agent State Law Examination 2023-12-08
  • S65 Uniform Investment Adviser Law Examination
    2026-02-12
  • S63 Uniform Securities Agent State Law Examination
    2023-12-08
Other Names
  • Timothy Jacob Ortiz

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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