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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-03-11 |
Branch Locations
200 West Mlk Blvd. Suite 1006, Chattanooga, TN 37402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Chattanooga | TN | 05/2022 | Present |
| Shelter Care, Inc. | Tallmadge | OH | 03/2022 | 05/2022 |
| Child And Adolescent Behavioral Health | Canton | OH | 08/2021 | 10/2021 |
| University Of Akron | Akron | OH | 08/2017 | 05/2021 |
| Durbin Magic Freeze | Barberton | OH | 06/2016 | 12/2020 |
| Unemployed | Norton | OH | 10/2021 | 03/2022 |
| Unemployed | Norton | OH | 12/2020 | 08/2021 |
| Charles Schwab Bank | Chattanooga | TN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-10 |
| S66 | Uniform Combined State Law Examination | 2025-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-30 |
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