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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-14
  • CA RA
    APPROVED
    Since 2023-03-14

Branch Locations

500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aventura Sailing Association Dana Point CA 06/2015 10/2016
Dog Republic Newport Beach CA 11/2016 03/2017
Shorecliffs Golf Club San Clemente CA 08/2021 10/2022
Coach Canine Oc Dana Point CA 03/2017 Present
Wedbush Securities Newport Beach CA 05/2022 Present
  • 06/2015 → 10/2016
    Aventura Sailing Association
    Dana Point, CA
  • 11/2016 → 03/2017
    Dog Republic
    Newport Beach, CA
  • 08/2021 → 10/2022
    Shorecliffs Golf Club
    San Clemente, CA
  • 03/2017 → Present
    Coach Canine Oc
    Dana Point, CA
  • 05/2022 → Present
    Wedbush Securities
    Newport Beach, CA
Other Businesses

(1). TONY MAY WEALTH MANAGEMENT GROUP OF WEDBUSH SECURITIES; INVESTMENT RELATED; NEWPORT BEACH, CA; FINANCIAL ADVISORY; CLIENT SERVICE ASSOCIATE; START: 7/2024; NO HOURS ARE DEVOTED; DUTIES: CLIENT SERVICE, PORTFOLIO MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10

View on SEC IAPD

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