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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-02-18 |
Branch Locations
298 South Grand Ave Suite 110, Sun Prairie, WI 53590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uw Credit Union | Madison | WI | 05/2022 | Present |
| Ality, Llc | Madison | WI | 06/2017 | 04/2022 |
| Tasc - Total Administrative Services Corporation | Madison | WI | 06/2015 | 06/2017 |
| Lpl Financial Llc | Madison | WI | 05/2022 | Present |
1) 12/05/2022 - UW Credit Union - Financial Institution Duty - Inv Rel - At Reported Business Location(s)- Start: 05/2022 2) 06/28/2023 - Wealth Management at UW Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
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