Stephanie Hook

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → Present
  Uw Credit Union
  Madison, WI
• 06/2017 → 04/2022
  Ality, Llc
  Madison, WI
• 06/2015 → 06/2017
  Tasc - Total Administrative Services Corporation
  Madison, WI
• 05/2022 → Present
  Lpl Financial Llc
  Madison, WI

Other Businesses

1) 12/05/2022 - UW Credit Union - Financial Institution Duty - Inv Rel - At Reported Business Location(s)- Start: 05/2022 2) 06/28/2023 - Wealth Management at UW Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2023-02-17

Other Names

• Stephanie Ann Thompson