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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
NJ RA APPROVED 2024-08-09
  • TX RA
    APPROVED
    Since 2024-08-20
  • NJ RA
    APPROVED
    Since 2024-08-09

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2022 07/2024
Seton Hall University South Orange NJ 04/2022 05/2022
American Linehaul Corporation Warren NJ 03/2021 05/2022
Seton Hall University South Orange NJ 08/2018 03/2021
General Nutrition Center Clinton NJ 06/2018 08/2018
Voorhees High School Glen Gardner NJ 08/2014 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 07/2024 Present
C&C Homes Glen Gardner NJ 05/2018 08/2020
General Nutrition Company Clinton NJ 05/2019 08/2019
Lamart Corporation Clifton NJ 01/2021 12/2023
Silver Scoop Llc South Orange NJ 01/2019 05/2019
  • 06/2022 → 07/2024
    New York, NY
  • 04/2022 → 05/2022
    Seton Hall University
    South Orange, NJ
  • 03/2021 → 05/2022
    American Linehaul Corporation
    Warren, NJ
  • 08/2018 → 03/2021
    Seton Hall University
    South Orange, NJ
  • 06/2018 → 08/2018
    General Nutrition Center
    Clinton, NJ
  • 08/2014 → 06/2018
    Voorhees High School
    Glen Gardner, NJ
  • 07/2024 → Present
    Princeton, NJ
  • 05/2018 → 08/2020
    C&C Homes
    Glen Gardner, NJ
  • 05/2019 → 08/2019
    General Nutrition Company
    Clinton, NJ
  • 01/2021 → 12/2023
    Lamart Corporation
    Clifton, NJ
  • 01/2019 → 05/2019
    Silver Scoop Llc
    South Orange, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-15
S63 Uniform Securities Agent State Law Examination 2022-07-16
  • S66 Uniform Combined State Law Examination
    2024-06-15
  • S63 Uniform Securities Agent State Law Examination
    2022-07-16
Other Names
  • Glenn K Obrien
  • Glenn K O'BRien

View on SEC IAPD

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