Kelsey Alexis Ruttenberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 04/2026
  Wells Fargo Clearing Services, Llc
  Conifer, CO
• 05/2022 → 04/2026
  Wells Fargo Bank, Na
  Conifer, CO
• 09/2021 → 04/2022
  U.S. Bank
  Lakewood, CO
• 12/2018 → 09/2021
  Wells Fargo
  Conifer, CO
• 07/2016 → 10/2018
  Orange Coast Chrysler Jeep Dodge Ram
  Costa Mesa, CA
• 04/2026 → Present
  Lpl Financial Llc
  Englewood, CA

Previous Registrations

• 2022-09-23 → 2026-04-23
  Wells Fargo Clearing Services, Llc
  Denver, CO
  Conifer, CO
  Greenwood Village, CO
  Denver, CO
  Boulder, CO

Other Businesses

1. 4/2026 - Cypress Peak Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - Thornton CO 80241 - OBA Start date: 4/24/2026

Exams

• S66 Uniform Combined State Law Examination
  2022-09-23

Other Names

• Kelsey Alexis Ruttenberg
• Kelsey Ruttenberg