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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-23 |
| TX | RA | APPROVED | 2023-08-23 |
Branch Locations
13781 Colorado Blvd, Thornton, CO 80602 • United States
10404 Colorado Blvd, Thornton, CO 80233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer Funds Distributor Inc | Centennial | CO | 10/2004 | 05/2019 |
| Invesco | Centennial | CO | 06/2019 | 06/2019 |
| Transamerica Life Insurance Company | Denver | CO | 07/2019 | 07/2023 |
| Transamerica Investors Securities Corporation | Denver | CO | 07/2019 | 07/2023 |
| J.P. Morgan Securities Llc | Thornton | CO | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Thornton | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-04 |
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