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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-07
  • MI RA
    APPROVED
    Since 2024-01-07

Branch Locations

2145 W Sherman Blvd, Norton Shores, MI 49441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Norton Shores MI 05/2022 Present
Northside Heating, Cooling & Refrigeration Inc. Muskegon MI 07/2015 04/2022
  • 05/2022 → Present
    Norton Shores, MI
  • 07/2015 → 04/2022
    Northside Heating, Cooling & Refrigeration Inc.
    Muskegon, MI
Other Businesses

1) 07/2023 - ARGO Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05
Other Names
  • Amber L Dean
  • Amber L Nowakowski

View on SEC IAPD

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