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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-17 |
| AZ | RA | APPROVED | 2023-07-03 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 06/2022 | Present |
| Stearns Bank N.A. | Scottsdale | AZ | 02/2022 | 05/2022 |
| Milwaukee Brewers Baseball Club | Phoenix | AZ | 06/2019 | 11/2021 |
| Superpumper | Scottsdale | AZ | 02/2020 | 10/2020 |
| Grand Canyon University | Phoenix | AZ | 06/2018 | 09/2018 |
| Austin Hvac Llc | Phoenix | AZ | 06/2017 | 08/2017 |
| Northeastern University | Boston | MA | 09/2020 | 12/2021 |
| Santa Clara University | Santa Clara | CA | 06/2018 | 12/2019 |
| South Mountain Community College | Phoenix | AZ | 08/2016 | 06/2018 |
| Holiday Helpers, Llc | Phoenix | AZ | 10/2022 | 11/2023 |
| Self-Employed | Phoenix | AZ | 05/2023 | 12/2023 |
| The Christmas Light Guy Llc | Phoenix | AZ | 06/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: THE CHRISTMAS LIGHT GUY LLC NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: CHRISTMAS LIGHT INSTALLATION POSITION: OWNER START DATE: 06/2025 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CHRISTMAS LIGHT INSTALLATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-25 |
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