Frank Andrew Deptola

Current Employers

Employment History

• 05/2012 → 07/2018
  Lpl Financial Llc
  Santa Ana, CA
• 04/2014 → 07/2018
  Strategic Wealth Advisors Group
  San Mateo, CA
• 05/2012 → Present
  Frank Deptola & Associates, Llc
  Orange, CA
• 07/2018 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2016-07-06 → 2018-07-13
  Mariner Advisor Network
  Anaheim, CA
• 2014-04-14 → 2016-07-06
  Strategic Wealth Advisors Group
  Santa Ana, CA
• 2012-05-29 → 2016-02-02
  Lpl Financial Llc
  Santa Ana, CA
  San Diego, CA
  Anaheim, CA
  Santa Ana, CA
  Laguna Beach, CA
• 2012-05-31 → 2014-04-14
  Independent Financial Partners
  Santa Ana, CA
• 2008-01-18 → 2012-05-31
  Valic Financial Advisors, Inc.
  Glendale, CA
  Woodland Hills, CA
• 2006-07-06 → 2007-11-29
  Waddell & Reed
  Irvine, CA

Other Businesses

1. Fixed insurance sales; as of 7/13/2018; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-owner, Frank Deptola & Associates, LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 7/13/18; Approximately 90% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Part Time Adjunct Professor with CSU Fullerton teaching finance and insurance; Located at 800 N State College Blvd, Fullerton, CA 92831; As of 7/13/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 4. Part Time Adjunct Professor with Texas A&M University teaching finance and insurance; Located at 400 Bizzell St, College Station, TX 77843; As of 7/13/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2006-07-05