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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-08-27
OH RA APPROVED 2024-08-27
  • KY RA
    APPROVED
    Since 2024-08-27
  • OH RA
    APPROVED
    Since 2024-08-27

Branch Locations

740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States

Milford, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tano's Bistro & Catering Loveland OH 02/2016 05/2017
The University Of Cincinnati Cincinnati OH 08/2016 04/2021
Hometown Cafe Loveland OH 05/2017 04/2022
College Works Painting Loveland OH 01/2019 08/2019
Broadway Bound Dance Academy Loveland OH 09/2016 07/2017
Panera Bread Cincinnati OH 10/2017 04/2018
Loveland High School Loveland OH 07/2019 04/2022
Fidelity Investments Covington KY 01/2021 05/2021
Ameriprise Financial Services, Llc Crestview Hills KY 08/2024 Present
Fidelity Investments Covington KY 01/2021 05/2024
Unemployed Milford OH 06/2024 08/2024
  • 02/2016 → 05/2017
    Tano's Bistro & Catering
    Loveland, OH
  • 08/2016 → 04/2021
    The University Of Cincinnati
    Cincinnati, OH
  • 05/2017 → 04/2022
    Hometown Cafe
    Loveland, OH
  • 01/2019 → 08/2019
    College Works Painting
    Loveland, OH
  • 09/2016 → 07/2017
    Broadway Bound Dance Academy
    Loveland, OH
  • 10/2017 → 04/2018
    Panera Bread
    Cincinnati, OH
  • 07/2019 → 04/2022
    Loveland High School
    Loveland, OH
  • 01/2021 → 05/2021
    Fidelity Investments
    Covington, KY
  • 08/2024 → Present
    Crestview Hills, KY
  • 01/2021 → 05/2024
    Fidelity Investments
    Covington, KY
  • 06/2024 → 08/2024
    Unemployed
    Milford, OH
Previous Registrations
  • 2022-12-08 → 2024-06-18
    Fidelity Personal And Workplace Advisors
    Covington, KY
Other Businesses

Real Estate Ownership; Multi-Family; 520 Main St, , Milford, OH, 45150; Not Investment-Related; 02/29/2024. Outside Employment; Goshen High School; assistant soccer coach; Coach; 6707 Goshen Rd, , Goshen, OH, 45122; Not Investment-Related; 08/01/2025; 10 to 19 hours per month; 0 during trading hours / River Hills Consulting Services LLC; Provide administrative services for Ameriprise practice Fidant Wealth Partners; Manage advisory business; 740 Centre View Blvd Fl 5, , Crestview Hills, KY, 41017; Investment-Related; 08/26/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-01
  • S66 Uniform Combined State Law Examination
    2022-12-01
Other Names
  • Charles Jameson Regan
  • Cj Regan
  • Charles Regan

View on SEC IAPD

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