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Inactive

Liping Cai

Grandeur Peak Global Advisors

Salt Lake City, UT

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Current Employers
Grandeur Peak Global Advisors

136 S Main St Ste 720, Salt Lake City, UT 84101 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-10-13
  • UT RA
    APPROVED
    Since 2015-10-13

Branch Locations

136 S Main St Ste 720, Salt Lake City, UT 84101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grandeur Peak Global Advisors, Llc Salt Lake City UT 01/2013 Present
  • 01/2013 → Present
    Grandeur Peak Global Advisors, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14
Designations
Other Names
  • Ally Cai

View on SEC IAPD

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