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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-04
  • FL RA
    APPROVED
    Since 2016-11-04

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc Fort Lauderdale FL 06/2016 Present
Other Businesses

HALCYON HAVEN LLC-8945 SW20TH STREET CUTLER BAY, FL 33189. TITLE: MEMBER. MAIN ACTIVITY: REAL ESTATE. NOT CONDUCTING ANY ACTIVITY CURRENTLY. TIME DEVOTED TO OBA: 0 HRS CURRENTLY. START DATE OF RELATIONSHIP: 11/16/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
  • S66 Uniform Combined State Law Examination
    2016-11-03
Other Names
  • Ximena Goni Huber

View on SEC IAPD

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