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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full-Time Education | Chattanooga | TN | 08/2016 | 08/2018 |
| Mccallie School | Chattanooga | TN | 08/2016 | 08/2018 |
| Full-Time Education | Wilmington | NC | 08/2018 | 04/2022 |
| Jerry Allen'S | Wrightsville Beach | NC | 08/2020 | 12/2020 |
| Peachtree Planning | Nashville | TN | 06/2021 | 07/2021 |
| Ems Linq | Wilmington | NC | 09/2021 | 12/2021 |
| First Horizon Bank | Chattanooga | TN | 04/2022 | 08/2022 |
| Raymond James Financial Inc | Chattanooga | TN | 08/2022 | Present |
| Raymond James Financial Services Advisors | Chattanooga | TN | 08/2022 | Present |
(1)Name of Business: Pinnacle Asset Management Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor Assistant Responsibilities - help Advisor build relationships with Pinnacle Partners , seek prospect opportunities for bank and PAM offerings, assist Advisor with day to day processes. (2)Name of Business: The Frank Group Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-09 |
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