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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-11
  • TN RA
    APPROVED
    Since 2022-08-11

Branch Locations

801 Braod St Fl 2, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Chattanooga TN 08/2016 08/2018
Mccallie School Chattanooga TN 08/2016 08/2018
Full-Time Education Wilmington NC 08/2018 04/2022
Jerry Allen'S Wrightsville Beach NC 08/2020 12/2020
Peachtree Planning Nashville TN 06/2021 07/2021
Ems Linq Wilmington NC 09/2021 12/2021
First Horizon Bank Chattanooga TN 04/2022 08/2022
Raymond James Financial Inc Chattanooga TN 08/2022 Present
Raymond James Financial Services Advisors Chattanooga TN 08/2022 Present
  • 08/2016 → 08/2018
    Full-Time Education
    Chattanooga, TN
  • 08/2016 → 08/2018
    Mccallie School
    Chattanooga, TN
  • 08/2018 → 04/2022
    Full-Time Education
    Wilmington, NC
  • 08/2020 → 12/2020
    Jerry Allen'S
    Wrightsville Beach, NC
  • 06/2021 → 07/2021
    Peachtree Planning
    Nashville, TN
  • 09/2021 → 12/2021
    Ems Linq
    Wilmington, NC
  • 04/2022 → 08/2022
    First Horizon Bank
    Chattanooga, TN
  • 08/2022 → Present
    Raymond James Financial Inc
    Chattanooga, TN
  • 08/2022 → Present
    Raymond James Financial Services Advisors
    Chattanooga, TN
Previous Registrations
  • 2022-08-09 → 2022-08-11
    First Horizon Advisors, Inc.
    Chattanooga, TN
Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor Assistant Responsibilities - help Advisor build relationships with Pinnacle Partners , seek prospect opportunities for bank and PAM offerings, assist Advisor with day to day processes. (2)Name of Business: The Frank Group Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-09
  • S66 Uniform Combined State Law Examination
    2022-08-09
Other Names
  • Trip Butler
  • Thomas Lee Butler

View on SEC IAPD

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